PRIVACY POLICY
MacArthur Strategic Capital is committed to maintaining the trust and confidence of our clients. We want you to understand how we protect your privacy
when we collect and use your nonpublic personal information (“personal information”) in the course of business, as well as the measures we take to
safeguard your personal information. Keeping personal information secure and private is a priority at MacArthur Strategic Capital

 

HOW WE COLLECT YOUR PERSONAL INFORMATION
While providing service to you, we collect personal information from the following sources:
Client Intake forms and other standard forms related to your accounts. Examples of information collected may include your name, address, Social
Security number, assets, types and amounts of investments, transactions and income.
Consumer reporting agencies, including information concerning your credit worthiness and credit history.
Information obtained from third parties when verifying applications or other forms. This may be obtained from your current or past employers or
from other institutions with which you conduct financial transactions.
Keeping your information secure is one of our most important responsibilities. We restrict access to your personal information to those employees and
agents who assist us in providing products or services to you. We maintain physical, electronic and procedural safeguards that comply with applicable law to
protect your personal information. We train our employees in the proper handling of personal information. When we use other companies to help provide
our services to you, we require them to protect the confidentiality of personal information they receive.

 

USE OF “COOKIES”
We may occasionally use a “cookie” in order to provide better service to you, to facilitate your use of our website, to track usage of the website, and to
address security issues. (A cookie is a small piece of information that a website stores on a personal computer and can be retrieved later.) We may use
cookies for administrative purposes, such as to store your preference for certain kinds of information. None will contain information that will enable anyone
to contact you via telephone, email, or any other means. If you are uncomfortable with the use of cookie technology, you can set your computer’s browser to
decline cookies. However, if you refuse cookies, you may be unable to utilize certain features of our website, and you may experience performance issues
with our website.

 

DISCLOSING PERSONAL INFORMATION TO NON-AFFILIATED THIRD PARTIES
We do not sell, share or disclose your personal information to non-affiliated third-party marketing companies, except personal information we share with
other financial institutions pursuant to joint marketing agreements we enter into with them.
We may disclose all of the information we collect, as described above in the section captioned “How We Collect Your Personal Information,” to companies
that perform marketing or other services on our behalf and to other financial institutions with which we have joint marketing agreements. All of these
companies are contractually obligated to keep the information that we provide confidential and use the information only to provide the services as allowed by applicable law or regulation. They are not permitted to share or use the information for any other purpose. We may also disclose all of the information we
collect to our affiliates, as described above in the section captioned “How We Collect Your Personal Information.” To the extent that state laws grant you
greater in with our sharing of your will comply with those laws.
We may also disclose your personal information as permitted or required by law. These disclosures may include, for example, information to process
transactions on your behalf, to conduct our operations, to follow your instructions as you authorize, or to protect the security of your financial records.

 

DISCLOSING PERSONAL INFORMATION TO AFFILIATES
We do not share your personal information with other organizations for marketing purposes.

 

IF YOUR RELATIONSHIP WITH US ENDS
If your relationship with us ends, we will continue to treat personal information in accordance with this Privacy Notice. That means that we may continue to
share your personal information with our lending partners and affiliates as described above or permitted by law. However, if you notify us of your election
not to have us share your personal information with others before or after your relationship with us ends, we will honor that request.

 

CHANGES TO OUR PRIVACY POLICY NOTICES
We reserve the right to amend the terms of this Privacy Notice from time to time. Our Privacy Notice, as in effect from time to time, is continually posted on
our website. By electing to become one of our customers or by receiving our products and related services, you agree to receive copies of our Privacy Notice
and any amendments to it from our website, unless you notify us otherwise in writing at the address provided below.

 

VIEW AND CHANGE YOUR PERSONAL INFORMATION
You can review your personal information and make any needed corrections to it by contacting us in writing at the address listed below.

 

CONTACT AND RIGHT TO ACCESS AND CORRECT INFORMATION
You may write to us at the address listed below with any questions you may have about your personal information. You may see and copy the personal
information that we have about you in person. If you prefer, we will copy and send it to you. If you think the personal information that we have in our files is
incomplete or incorrect, you may request that we complete or correct the disputed personal information. If we do not make the change, you may file a
written statement of dispute with us. We will include the written dispute in future disclosures of that personal information. We will send the written dispute
to anyone you ask who received your personal information from us in the past two years. To exercise these rights, please send us a written request. Please
include your name, address, account number, daytime phone number, and the personal information that you would like access to or that you believe needs
correction. We may charge a small fee to collect and send the personal information to you. To protect your personal information, we may ask you to verify
your identity and to provide other details to respond to your request.

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Our mailing address for purposes of this Privacy Notice is:
MacArthur Strategic Capital
234 S. Downing Street
Denver, CO 80209
Attn: Jessica Lee Billingsley
Chief Operating Officer
Questions related to the protection of your Social Security number or your other personally identifiable information may be sent to this address as well.
MacArthur Strategic Capital is a Registered Broker Dealer (Member of FINRA and SIPC)

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MacArthur Strategic Capital, LLC
Business Continuity Disclosure Statement

Purpose of this Notice
As a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”), regulatory rules require us to establish and implement a business continuity plan in order to respond to Significant Business Disruptions (“SBD’s”). In compliance with FINRA Rule 4370(e), we are providing you, the client, with this document, which notifies you of the business continuity policies and practices of MacArthur Strategic Capital, LLC.

 

Our Business Continuity Policy and Procedures
Our firm’s policy is to respond to a SBD by safeguarding associates’ lives and firm property, making a financial and operational assessment, quickly recovering and resuming operations, and protecting all of the firm’s books and records. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the SBD.

 

1. WHAT OUR PLAN CONSIDERS:
Since the timing and impact of disasters and disruptions is unpredictable, MacArthur Strategic Capital, LLC has developed a Business Continuity Plan that is flexible enough to respond to actual events as they occur. Our plan anticipates two kinds of SBD’s, internal and external. Internal SBD’s affect only our firm’s ability to communicate and do business, such as a fire in our building. External SBD’s prevent the operation of the securities markets or a number of firms, such as a terrorist attack, a city flood, or a wide-scale, regional disruption. Our business continuity plan addresses: data back-up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, associates, and regulators; alternate physical location of employees; critical supplier, contractor, bank, and counter-party impact; and regulatory reporting.

 

2. RECOVERY EXPECTATIONS:
In the event of an SBD, we will follow the contingency protocol and immediately identify the most appropriate solutions that will permit us to restore phone and email communication within 24-hours. Back-up office locations and remote system access will be utilized to continue operations and resume business within 24-hours.

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3. CONTACTING US:
If, after a significant business disruption, you have concerns you should contact the firm’s Chief Executive Officer, Jessica Lee Billingsley, at (929) 729-0372.

 

4. CHANGES IN BUSINESS CONTINUITY POLICY:
We may modify our business continuity policy at any time. We will notify you of such changes at least annually.

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CUSTOMER RELATIONSHIP SUMMARY FORM CRS April 28, 2025
Introduction
MacArthur Strategic Capital, LLC (“MACARTHUR STRATEGIC”) is registered with the Securities and Exchange Commission (SEC) as a broker- dealer and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Brokerage and investment advisory services and fees differ and it is important for the retail investor to understand the differences and free and simple tools are available to research firms and financial professionals at
Investor.gov/CRS, which also provides educational materials about broker-dealers, investor advisors, and investing.
 

What investment services and advice can you provide me?
The only product that MacArthur Strategic offers are unregistered offerings in which the Firm is acting as Placement Agent. MacArthur Strategic can assist you in making investments in these unregistered offerings sold by those Issuers for which the Firm is acting as Placement Agent. MacArthur Strategic does not monitor the investments or make recommendations to investors on whether to hold or dispose of their investments. In most cases, Issuers set a minimum threshold on the size of
investments, which may vary from one Issuer or offering to another. In some cases, securities are offered only to institutional investors, while in others they may also be sold to high net worth retail investors.
 

Conversation Starter
• Given my financial situation, should I choose a brokerage service? Why or why not?
• What is your relevant experience, including your licenses, education and other qualifications?
What do these qualifications mean?

 

What fees will I pay?
As compensation for its Private Placement services, Issuers typically pay MacArthur Strategic a Placement Fee, determined as a percentage of the dollar amount of the securities sold ranging from 2% to 7% of the dollar amount raised. This fee may vary from one transaction to another but, in most cases, it is the same for all sales that are part of the same Private Placement. For Private Placements, the commissions and other fees are described in detail in the offering documents, including how the
commission and other fees impact the value of your initial investment. The Private Placement Issuer pays the commissions. You will pay a transaction-based fee, which is a percentage of the amount you invest. You will not pay any account-related service fees, as you do not have an account with MacArthur Strategic. The fees and charges may differ for each investment. You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investment over time. Please make sure you understand what fees and costs you are paying. 

Conversation Starter
• Help me understand how these fees and costs might affect my investments.
• If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me?”

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What are your legal obligations to investors when providing recommendations? How else does your Firm make money and what conflicts of interest do you have?
We do not provide recommendations. The way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the services we provide you. Here are some examples to help you understand what this means.
1. There may be cases in which one or more personnel associated with MacArthur Strategic is also engaged as an officer or director of the Issuer, and thus our relationship with the Issuer may result in direct or indirect benefits to those individual(s) such as Salary Compensation and/or Equity
Participation in the Issuer.
2. Our success in completing one Private Placement can lead to additional business opportunities for us with other Issuers and investors. This will result in additional Placement Fees to MacArthur Strategic. As noted above, this may result in cases in which one or more personnel associated with MacArthur Strategic is also engaged as an officer or director of the Issuer, and thus our relationship with the Issuer may result in direct or indirect benefits to those individual(s) such as Salary Compensation and/or Equity Participation in the Issuer.

 

Conversation Starter
• How might your conflicts of interest affect me, and how will you address them?

 

How do your financial professionals make money?
Financial professionals at MacArthur Strategic may earn salaries as well as compensation that is tied
to the Private Placement Fees received by the Firm and to its overall profitability. The Firm has
established internal guidelines which determine the basis for allocating revenues received from
successful Private Placements. In addition, certain of MacArthur Strategic’s financial professionals are
also owners of the Firm. Their return as owners is based on the overall profitability of the Firm.

 

Do you or your financial professionals have legal or disciplinary history?
No. Visit http://www.investor.gov/CRS for free and simple search tool to research us and our financial professionals or visit https://brokercheck.finra.org/.

 

Conversation Starter
• As a financial professional, do you have any disciplinary history?
• For what type of conduct?

 

Additional Information
Additional information about MacArthur Strategic can be found on FINRA’s BrokerCheck website,
https://brokercheck.finra.org/. Please contact Jessica Lee Billingsley, Chief Executive Officer of
MacArthur Strategic at (929) 729-0372 or mail to: jbillingsley@macarthurstrategic.com for up-to-date
information, or any updates to this Customer Relationship Summary.

 

Conversation Starter
• Who is my primary contact person?
• Is he or she a representative of an investment advisor or a broker-dealer?
• Who can I talk to if I have concerns about how this person is treating me?